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Daniel John Rivera

Cetera Investment Advisers LLC

West Melbourne, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-02-18
  • FL RA
    APPROVED
    Since 2014-02-18

Branch Locations

105 Palm Bay Rd Ne, West Melbourne, FL 32904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St.CLoud MN 01/2014 Present
Regions Bank Titusville FL 01/2014 Present
Cetera Investment Advisers Llc Titusville FL 02/2014 Present
  • 01/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2014 → Present
    Regions Bank
    Titusville, FL
  • 02/2014 → Present
    Cetera Investment Advisers Llc
    Titusville, FL
Previous Registrations
  • 2012-03-01 → 2014-01-24
    Synovus Securities, Inc.
    Chattanooga, TN
    Columbus, GA
    Chattanooga, TN
    Dalton, GA
  • 2008-06-27 → 2012-02-22
    First Horizon Advisors, Inc.
    Chattanooga, TN
    Chattanooga, TN
  • 2008-07-16 → 2012-02-22
    Ftb Advisors, Inc.
    Memphis, TN
Other Businesses

1.) JUNIOR ACHIEVEMENT VOLUNTEER 2.) COMMITTEE MEMBER OF NEW LIFE MISSION; FUNDRAISING; 1 HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-26
S63 Uniform Securities Agent State Law Examination 1994-10-07
  • S66 Uniform Combined State Law Examination
    2008-06-26
  • S63 Uniform Securities Agent State Law Examination
    1994-10-07
Designations

View on SEC IAPD

Other Firms

OSAIC ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
ARCHER INVESTMENT CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

ALAN MICHAEL JOTKOFF
Ryan Philip Jotkoff
ADAM MICHAEL MARK
Patrick Edward Nickerson
ALEX DAVID DEANER
JEFFREY PAUL CADEN
MICHAEL OSBORN
NANCY BROOKS YOUNG

Other Offices

OSAIC ADVISORY SERVICES, LLC · West Melbourne, FL
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MELBOURNE, FL
PNC WEALTH MANAGEMENT LLC · WEST MELBOURNE, FL
WELLS FARGO CLEARING SERVICES, LLC · MELBOURNE, FL
CETERA INVESTMENT ADVISERS LLC · MELBOURNE, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MELBOURNE, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MELBOURNE, FL
EDWARD JONES · Melbourne, FL

More in West Melbourne, FL

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