Daniel John Rivera

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 01/2014 → Present
  Regions Bank
  Titusville, FL
• 02/2014 → Present
  Cetera Investment Advisers Llc
  Titusville, FL

Previous Registrations

• 2012-03-01 → 2014-01-24
  Synovus Securities, Inc.
  Chattanooga, TN
  Columbus, GA
  Chattanooga, TN
  Dalton, GA
• 2008-06-27 → 2012-02-22
  First Horizon Advisors, Inc.
  Chattanooga, TN
  Chattanooga, TN
• 2008-07-16 → 2012-02-22
  Ftb Advisors, Inc.
  Memphis, TN

Other Businesses

1.) JUNIOR ACHIEVEMENT VOLUNTEER 2.) COMMITTEE MEMBER OF NEW LIFE MISSION; FUNDRAISING; 1 HR/WK

Exams

• S66 Uniform Combined State Law Examination
  2008-06-26
• S63 Uniform Securities Agent State Law Examination
  1994-10-07

Designations

• Certified Financial Planner