Alan Michael Jotkoff

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-07-12
DC	RA	APPROVED	2022-05-20
OR	RA	APPROVED	2022-04-29
FL	RA	APPROVED	2022-04-22
GA	RA	APPROVED	2022-04-14
CA	RA	APPROVED	2022-04-13
CT	RA	APPROVED	2022-04-13
NH	RA	APPROVED	2022-04-13
NJ	RA	APPROVED	2022-04-13
NY	RA	APPROVED	2022-04-13
NC	RA	APPROVED	2022-04-13
OK	RA	APPROVED	2022-04-13
PA	RA	APPROVED	2022-04-13
RI	RA	APPROVED	2022-04-13
TX	RA	APPROVED	2022-04-13
VA	RA	APPROVED	2022-04-13
WA	RA	APPROVED	2022-04-13

MA RA
APPROVED

Since 2022-07-12
DC RA
APPROVED

Since 2022-05-20
OR RA
APPROVED

Since 2022-04-29
FL RA
APPROVED

Since 2022-04-22
GA RA
APPROVED

Since 2022-04-14
CA RA
APPROVED

Since 2022-04-13
CT RA
APPROVED

Since 2022-04-13
NH RA
APPROVED

Since 2022-04-13
NJ RA
APPROVED

Since 2022-04-13
NY RA
APPROVED

Since 2022-04-13
NC RA
APPROVED

Since 2022-04-13
OK RA
APPROVED

Since 2022-04-13
PA RA
APPROVED

Since 2022-04-13
RI RA
APPROVED

Since 2022-04-13
TX RA
APPROVED

Since 2022-04-13
VA RA
APPROVED

Since 2022-04-13
WA RA
APPROVED

Since 2022-04-13

Branch Locations

2100 Meadowlane Avenue, West Melbourne, FL 32904 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jotkoff & Associates Cpa, Pa	W Melbourne	FL	10/1982	Present
Jotkoff Financial Services, Inc.	West Melbourne/Fernandina Beach/Cooper City	FL	10/1982	Present
Triad Advisors, Inc.	W Melbourne	FL	10/2006	08/2024
Triad Hybrid Solutions	Norcross	GA	04/2022	Present
Osaic Wealth, Inc.	Hollywood	FL	08/2024	Present

10/1982 → Present

Jotkoff & Associates Cpa, Pa

W Melbourne, FL
10/1982 → Present

Jotkoff Financial Services, Inc.

West Melbourne/Fernandina Beach/Cooper City, FL
10/2006 → 08/2024

Triad Advisors, Inc.

W Melbourne, FL
04/2022 → Present

Triad Hybrid Solutions

Norcross, GA
08/2024 → Present

Osaic Wealth, Inc.

Hollywood, FL

Previous Registrations

1998-03-11 → 2022-10-26

Jotkoff Financial Services, Inc.

Pembroke Pines, FL

W Melbourne, FL

Fernandina Beach, FL

Cooper City, FL

Other Businesses

1. JOTKOFF FINANCIAL SERVICES INC. POSITION: president NATURE: fee based financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 6 START DATE: 10/01/1982 ADDRESS: 2100 Meadowlane Ave, Melbourne FL 32904, United States DESCRIPTION: everything related to financial services 2. PARR FAMILY INVESTMENTS LLC POSITION: manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 2100 Meadowlane Ave, Melbourne FL 32904, United States DESCRIPTION: manager of an LLC 3. FORSIGHT MASTER LLC POSITION: Manager/Sole Member NATURE: LLC - Manage My wife & My personal real estate assets INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2023 ADDRESS: 2100 MEADOWLANE AVE, Melbourne FL 32904, United States DESCRIPTION: Manage My wife & My personal real estate assets 4. TBFW-MEADOWLANE LLC POSITION: managing member NATURE: commercial property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2017 ADDRESS: 2100 Meadowlane Ave, Melbourne FL 32904, United States DESCRIPTION: managing member 5. JOTKOFF & ASSOCIATES, PA POSITION: PRESIDENT NATURE: CPA INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 4 START DATE: 10/01/1982 ADDRESS: 2100 MEADOWLANE AVE, MELBOURNE FL 32904, United States DESCRIPTION: SALARY 6. PLAZA HEALTH NETWORK & SUBSIDIARIES POSITION: board of directors NATURE: not for profit-rehabilitation and skilled nursing centers INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2018 ADDRESS: 12505 NE 16th Avenue, North Miami FL 33161, United States DESCRIPTION: as a board member, establish operating policies for the not for profit entities 7. NKW MAPLE LAKES LLC POSITION: INVESTOR NATURE: REAL ESTATE INVESTMENT NO INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2022 ADDRESS: 4770 BISCAYNE BLVD STE 144040, MIAMI FL 33137, United States DESCRIPTION: NONE 8. ALAN M JOTKOFF CPA POSITION: Trustee, CPA NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2004 ADDRESS: 2100 MEADOWLANE AVE, W Melbourne FL 32904, United States DESCRIPTION: Trustee for 4 Irrevocable Trusts. Income Tax Preparation Financial Statement Preparation General Accounting Services

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-03
S63	Uniform Securities Agent State Law Examination	1989-02-16

S65 Uniform Investment Adviser Law Examination

1998-02-03
S63 Uniform Securities Agent State Law Examination

1989-02-16

Designations

Certified Financial Planner
Personal Financial Specialist

Other Names

Alan Michael Jotkoff

View on SEC IAPD