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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
NY RA APPROVED 2021-08-17
CA RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 38-18 Queens Boulevard, B, Long Island City, NY 11101 • United States

Citi Retail Banking 107-01 71St Avenue, Forest Hills, NY 11375 • United States

Cwm Retail, Sales 2-1 Park Plaza, Glen Head, NY 11545 • United States

Cwm Retail, Sales 95-12 63Rd Road, Rego Park, NY 11374 • United States

Commack, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Forest Hills NY 05/2007 Present
Previous Registrations
  • 2006-07-12 → 2007-05-29
    Citicorp Investment Services
    Forest Hills, NY
  • 2006-06-29 → 2006-07-10
    Essex National Securities, Llc
    East Northport, NY
    Huntington Station, NY
  • 2004-10-20 → 2005-02-17
    Banc Of America Investment Services, Inc.
    Syosset, NY
  • 2004-05-21 → 2004-10-20
    Quick & Reilly, Inc.
    Forest Hills, NY
Other Businesses

Dynamics Tournaments; Business is not investment-related; start up business not formed yet; Owner, Title, Duties: Silent invest providing startup capital; No time is devoted to the business during security trading hours; 1-3 hours are devoted to the business each month outside of security trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-13
S63 Uniform Securities Agent State Law Examination 1995-05-12
  • S65 Uniform Investment Adviser Law Examination
    2004-05-13
  • S63 Uniform Securities Agent State Law Examination
    1995-05-12

View on SEC IAPD

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