Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-20
OH RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-02-20
  • OH RA
    APPROVED
    Since 2009-10-05

Branch Locations

250 W Old Wilson Bridge Rd Ste 150, Worthington, OH 43085 • United States

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worthington OH 10/2009 03/2020
Ameriprise Financial Services, Inc. Dublin OH 10/2009 03/2020
Ameriprise Financial Services, Llc Worthington OH 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Worthington, OH
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Dublin, OH
  • 03/2020 → Present
    Worthington, OH
Previous Registrations
  • 2003-06-25 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Powell, OH
    Columbus, OH
Other Businesses

Business Ownership; TTD Partners LLC; Sole proprietor running the LLC which is set up and in place to facilitate my financial planning practice.; Consulting; 6314 Waterwood Drive, , Westerville, OH, 43082; Not Investment-Related; 04/05/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-23
S63 Uniform Securities Agent State Law Examination 1994-08-24
  • S65 Uniform Investment Adviser Law Examination
    2001-02-23
  • S63 Uniform Securities Agent State Law Examination
    1994-08-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Worthington, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor