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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-06 |
Branch Locations
1000 Corporate Drive, Suite 600, Fort Lauderdale, FL 33334 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Fort Lauderdale | FL | 07/2012 | 10/2023 |
| Mml Investors Services | Fort Lauderdale | FL | 09/2012 | 10/2023 |
| Lpl Financial Llc | Ft Lauderdale | FL | 10/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2023 | Present |
| Hub International Investment Services | Kansas City | MO | 06/2025 | Present |
1) 08/24/2023 - BLS, A DIVSION OF HUB RETIREMENT & WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 08/24/2023 - HUB RETIREMENT & WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 08/24/2023 - NOVEK ENTERPRISES - Non-Variable Insurance - Selling: Life, LTC, Disability, Medical, Group benefits, fixed annuities/MassMutual, Life Brokerage, Ash - FL 33076 - Investment related - 120 Hours per month - Start date: 10/23/2023. 4) 08/24/2023 - BLS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 5) 10/30/2023 - HUB INTERNATIONAL - Outside/W-2 Employment - Not Investment Related - At Reported Business Location(s) - Start Date 10/23/2023 - 80 Hours Per Month/ 4 Hours During Trading. 6) 11/29/2023: HUB RETIREMENT & WEALTH MANAGEMENT; At reported business location(s); Registered Investment Advisor DBA; Advisor; Inv. related; start date 10/23/203; 160hrs/mo.; 8hrs during trading. 7) 11/29/2023: GLOBAL RETIREMENT PARTNERS; At reported business location(s); Registered Investment Advisor; Advisor; Inv. related; start date 10/23/2023; 160hrs/mo.; 8hrs during trading; I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 11/29/2023: BLS WEALTH MANAGEMENT; At reported business location(s); Registered Investment Advisor DBA; Advisor; Inv. related; start date 4/1/2012; 160hrs/mo.; 8hrs during trading. 9) 11/29/2023: BLS, A DIVSION OF HUB RETIREMENT & WEALTH MANAGEMENT; At reported business location(s); Registered Investment Advisor DBA; Advisor; Inv. related; start date 10/23/2023; 160hrs/mo.; 8hrs during trading. 10) 01/29/2024: No Business Name - Non-Inv Related - Parkland, FL - Other - Fedex Linehaul Contractor - Owner - Started: 2/1/2024 - 5 Hrs/mo; 0 Hr During Trading. 11) 06/21/2024 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Inv Related - At Reported Business Location(s) - Other - Accommodation Broker Dealer - Started: 6/10/2024 - 0 Hr/Mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-13 |
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