Shehab Farouk Mohammad

Current Employers

Employment History

• 06/1994 → Present
  Royal Alliance Associates, Inc.
  Fullerton, CA
• 07/2007 → Present
  Nwf Advisory Services Inc
  Los Angeles, CA

Other Businesses

1. PRESIDENT OF NWF ADVISORY SERVICES, INC. SUPERVISE THE IAR'S UNDER THE INDEPENDENT RIA. 3 HOURS/DAY SPENT. 2. NWF ADVISORY GROUP, LLC POSITION: Owner / President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2007 ADDRESS: 11835 W. Olympic Blvd. #1155 E, Los Angeles CA 90064, United States DESCRIPTION: DBA, I supervise registered representatives that sell and service commission products through Royal Alliance 3. INSURANCE. I OWN AND MANAGE A GENERAL AGENCY AND RECEIVE OVERRIDES ON INSURANCE PRODUCTS SOLD BY AGENTS APPOINTED UNDER THE GA. I CURRENTLY DO NOT SELL OR SOLICIT ANY INSURANCE AT THIS TIME. 1 HOUR PER MONTH SPENT ON THIS ACTIVITY, FOR THE PURPOSES OF SELLING VARIABLE ANNUITIES, VARIABLE LIFE OR VARIABLE UNIVERSAL LIFE, FIXED LIFE. 4. PROFIT/NON-PROFIT BOARD OF DIRECTORS, BOARD MEMBER FOR OPTIMIST YOUTH HOME, A NON-PROFIT ORGANIZATION LOCATED AT 6957 N. FIGUEROA STREET LOS ANGELES, CA 90042. I HAVE BEEN A BOARD MEMBER SINCE 10/01/2008. THIS IS NON-INVESTMENT RELATED. 5. NEW WORLD FINANCIAL AND INSURANCE SVCS, INC.; YES ; OWNER ; 11835 W. OLYMPIC BLVD. SUITE 1155 E, LOS ANGELES, CA 90064; START DT 07/01/07 : 2 ; 1 ; I own and manage a general agency. I receive override on insurance products sold by agents appointed under the GA. I currently do not sell or solicit any insurance at this time. 6. NWF ADVISORY GROUP POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2007 ADDRESS: 11835 W. Olympic Blvd, Los Angeles CA 90064, United States DESCRIPTION: I run an RIA and OSJ 7. LETS YOLK ABOUT IT POSITION: partner NATURE: What's Crackin LLC for the restaurant Let's Yolk About it. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2022 ADDRESS: 4722 2nd St, Long Beach CA 90803, United States DESCRIPTION: made a private investment of 75k into a local Long Beach Restaurant. I am a silent partner, I do not have any day to day responsibilities. 8. MERGE OPPORTUNITIES POSITION: I will sit on the Board NATURE: This is a non-profit 501C INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2024 ADDRESS: 3760 Kilroy Airport way ste 260, Long Beach CA 90806, United States DESCRIPTION: I sit on the Board, I have no duties other than advise.. there are no clients involved and I do not handle any of the financing. I plan to support this charity since I believe in it. 9. ARTISAN CAPITAL PARTNERS POSITION: President NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 11835 W. Olympic Blvd, Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the dba Artisan Capital Partners 10. ARTISANCAP POSITION: President NATURE: ARTISANCAP is a DBA under/powered by NWF Advisory Group LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 11835 W. Olympic Blvd, Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the dba ARTISANCAP

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-02
• S63 Uniform Securities Agent State Law Examination
  1994-07-22