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Rosa Yii-Ching Chen

Bradley Foster & Sargent Inc

Hartford, CT

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Current Employers
Bradley Foster & Sargent Inc

185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-08-04
MA RA APPROVED 2022-11-02
FL RA APPROVED 2022-09-30
CT RA APPROVED 2022-09-21
NY RA APPROVED 2022-09-21
VA RA APPROVED 2022-09-21
  • CO RA
    APPROVED
    Since 2026-08-04
  • MA RA
    APPROVED
    Since 2022-11-02
  • FL RA
    APPROVED
    Since 2022-09-30
  • CT RA
    APPROVED
    Since 2022-09-21
  • NY RA
    APPROVED
    Since 2022-09-21
  • VA RA
    APPROVED
    Since 2022-09-21

Branch Locations

185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradley, Foster & Sargent Hartford CT 03/2016 Present
  • 03/2016 → Present
    Bradley, Foster & Sargent
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-10
S63 Uniform Securities Agent State Law Examination 2001-10-09
  • S65 Uniform Investment Adviser Law Examination
    2002-01-10
  • S63 Uniform Securities Agent State Law Examination
    2001-10-09
Designations
Other Names
  • Rosa Yii-Ching Chen
  • Rosa Yi Ching Chen
  • Rosa Yii-Ching Chen Welton
  • Rosa Yii-Ching Chen Welton

View on SEC IAPD

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