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Deep Blue Investment Advisors CRD 115344
$18.2B regulatory AUM 3 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4830 W. Kennedy Blvd. One Urban Centre - Suite 835, Tampa, FL 33609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-07-29 |
Branch Locations
4830 W. Kennedy Blvd. One Urban Centre - Suite 835, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Dominion Capital Corp | Richmond | VA | 06/2016 | Present |
| Gtj Reit | West Hempstead | NY | 11/2018 | Present |
| Wertz York Capital Management Group, Llc | Tampa | FL | 08/2015 | Present |
Passive investor in 8207 High Oaks Trail LLC. It is a non-investment related business. Managing Member of a residential rental property. Day to day operations are handled through a rental property management company. Partner and investment advisor at Wertz York Capital Management Group Inc. since 8/2015. Wertz York is an investment advisory firm located at 5502 N. Nebraska Ave, Tampa, FL. Approx. 60+ hours/week devoted to this business, all during trading hours. Duties include advising clients on treasury/cash/investment management issues; speaker at conferences. GTJ REIT, 60 Hempstead Ave, Suite#718, West Hempstead, NY 11552, Real Estate Investment Trust; Independent Director, start date 11/2018, devote approx. 5 hrs/month to this business; Duties: provide oversight to management operating strategy on behalf of shareholders. Activity requiring BD registration will be conducted via FDCC, the Broker-Dealer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-11 |
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