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David Ming Lee Jang

Deep Blue Investment Advisors

Tampa, FL

CRD 3141225

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Employer firm

Deep Blue Investment Advisors CRD 115344

$18.2B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Deep Blue Investment Advisors

4830 W. Kennedy Blvd. One Urban Centre - Suite 835, Tampa, FL 33609 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-07-29
  • FL RA
    APPROVED
    Since 2016-07-29

Branch Locations

4830 W. Kennedy Blvd. One Urban Centre - Suite 835, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Dominion Capital Corp Richmond VA 06/2016 Present
Gtj Reit West Hempstead NY 11/2018 Present
Wertz York Capital Management Group, Llc Tampa FL 08/2015 Present
  • 06/2016 → Present
    First Dominion Capital Corp
    Richmond, VA
  • 11/2018 → Present
    Gtj Reit
    West Hempstead, NY
  • 08/2015 → Present
    Wertz York Capital Management Group, Llc
    Tampa, FL
Previous Registrations
  • 2015-01-23 → 2015-08-10
    Davidson Fixed Income Management, Inc.
    Winter Park, FL
Other Businesses

Passive investor in 8207 High Oaks Trail LLC. It is a non-investment related business. Managing Member of a residential rental property. Day to day operations are handled through a rental property management company. Partner and investment advisor at Wertz York Capital Management Group Inc. since 8/2015. Wertz York is an investment advisory firm located at 5502 N. Nebraska Ave, Tampa, FL. Approx. 60+ hours/week devoted to this business, all during trading hours. Duties include advising clients on treasury/cash/investment management issues; speaker at conferences. GTJ REIT, 60 Hempstead Ave, Suite#718, West Hempstead, NY 11552, Real Estate Investment Trust; Independent Director, start date 11/2018, devote approx. 5 hrs/month to this business; Duties: provide oversight to management operating strategy on behalf of shareholders. Activity requiring BD registration will be conducted via FDCC, the Broker-Dealer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-29
S63 Uniform Securities Agent State Law Examination 2003-04-11
  • S65 Uniform Investment Adviser Law Examination
    2014-12-29
  • S63 Uniform Securities Agent State Law Examination
    2003-04-11

View on SEC IAPD

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