Carlos Arthur Rasmussen

Current Employers

Employment History

• 06/2006 → Present
  Rasmussen Capital Mgmt Inc.
  Seatac, WA
• 12/2011 → Present
  Centaurus Financial Inc.
  Anaheim, CA

Previous Registrations

• 2009-10-13 → 2011-12-09
  Signator Financial Services, Inc.
  Bellevue, WA
  Sea Tac, WA
• 2003-10-30 → 2009-11-05
  Woodbury Financial Services, Inc.
  Seatac, WA
  Tukwila, WA

Other Businesses

1. CGM RISK MANAGEMENT AND INSURANCE SERVICES LLC, NON-INVESTMENT RELATED, 2300 E. KATELLA, SUITE #200, ANAHEIM, CA 92806, SELLING PERSONAL AND COMMERCIAL LINES OF PROPERTY CASUALTY INSURANCE, AGENT, SINCE 8/1/2018. 2. RASMUSSEN CAPITAL MANAGEMENT INC. 4800 S. 188TH STREET, 2ND FLOOR, SUITE #260, SEATAC, WA 98188. INSURANCE SALES, LIFE, FIXED ANNUITIES, LTC, PAYROLL TAX PREPARATION AND INDIVIDUAL TAX RETURN PREP, FINANCIAL MODELING & PROJECTIONS; BUSINESS CONSULTING. PRESIDENT AND CHAIRMAN OF BOARD. OPERATIONS/MANAGEMENT/BOARD MEETINGS. 04/2004, 250 HOURS MONTHLY. COMPANY IS NOT INVOLVED WITH SECURITIES BUT MUTUAL CONTACTS LEAD TO SECURITIES CUSTOMERS, NON-INVESTMENT RELATED. 3. SOUND CHRISTIAN COUNSELING, INC. POSITION: Corporate Secretary NATURE: Clinical counseling and life coaching. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2004 ADDRESS: 4800 S 188th Street, Suite 260, SeaTac WA 98188, United States DESCRIPTION: Non-compensated officer; prepare financial statements, books and records, corporate payroll, income tax returns and sign official documents as needed. 4. RASMUSSEN CAPITAL MANAGEMENT, INC POSITION: President/CEO NATURE: Provide business owners with a comprehensive set of services to help them value their business and maximize the value of their businessto help them achieve their exit/transition goals. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 4800 S 188th Street, Suite 260, SeaTac WA 98188, United States DESCRIPTION: Provide business owners and their business with valuation and business exit planning services and advice. 5. RASMUSSEN CAPITAL MANAGEMENT INC POSITION: President & CEO NATURE: Provide Executive coaching and Human Resource Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 4800 S 188th Street, Suite 260, SeaTac WA 98188, United States DESCRIPTION: Provide access thru collaboration with outside experts, Executive Coaching and Human Resource Services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-30
• S63 Uniform Securities Agent State Law Examination
  1994-07-20

Designations

Other Names

• Carlos A Rasmussen