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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-06-02
  • NJ RA
    APPROVED
    Since 2014-06-02

Branch Locations

20 North County Line Road 3Rd Floor, Suite 303, Jackson, NJ 08527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Jackson NJ 02/2014 Present
Mml Investors Services Jackson NJ 03/2014 Present
  • 02/2014 → Present
    Mass Mutual Life Insurance Company
    Jackson, NJ
  • 03/2014 → Present
    Mml Investors Services
    Jackson, NJ
Previous Registrations
  • 2007-09-17 → 2014-02-14
    Msi Financial Services, Inc.
    Lakewood, NJ
    Staten Island, NY
    Staten Island, NY
Other Businesses

Name: Sterling Insurance Concepts Inc. Inv rel: Y Add: 20 North County Line Road, 3rd Floor, Suite 303, Jackson, NJ 08527 Nature: NonMMLIA Insurance Brokerage Position: sales/ownership Start date: 1993 No. HR/MO: 25 No. HR/MO during sec trading: 12 Describe duties: life health and group health. 2) Name: Abraham Weiss Inv rel: Y Add: 1471 Oakwood Ave. Lakewood, N.J. Nature: Simple Rental Property- simple garden apartment complex rental Position: owner Start date: 01/1999 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: ownership, wife manages property. 3) Name: Sterling Insurance Defined Benefit Plan Inv rel: Y Add: 20 North County Line Road, 3rd Floor, Suite 303, Jackson, NJ 08527 Nature: Real Estate Position: Ownership Start date: 2016 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: periodic passive real estate partnership investments for Sterling Insurance Defined benefit Plan. I'm not managing these investments. Totally passive. I'm also not soliciting for these investments in any way (4) Name: Lakewood Financial Group LLC Inv Rel: Y Add: 20 North County Line Road, 3rd Floor, Suite 303, Jackson, NJ 08527 Nature: Financial Services Position: Director Start Date: 3/2014 No Hrs/Mo: 0 No Hrs/Mo Dur Trading: 0 Duties: Just maintaining the LLC, not used for sales at this time

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-19
S63 Uniform Securities Agent State Law Examination 1994-06-27
  • S66 Uniform Combined State Law Examination
    2007-07-19
  • S63 Uniform Securities Agent State Law Examination
    1994-06-27
Other Names
  • Abe Weiss

View on SEC IAPD

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