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7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 1997-11-06 |
Branch Locations
7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nisa Investment Advisors, Llc | Saint Louis | MO | 06/1995 | Present |
Business Name:Lindcrest Properties, LLC Description:NOT INVESTMENT RELATED. Mr. Pope has a passive ownership interest in this business, which owns and manages rental properties. Mr. Pope is not involved in the day-to-day business affairs of the company. Start Date:11/18/2011 Position:Member Hours worked:Approximately zero Address:10 Lindworth Lane, Ladue, MO 63124 Business Name: EKNK Financing, LLC Description: NOT INVESTMENT RELATED. Mr. Pope owns an interest in this entity which lends funds to Lindcrest Properties (referenced above). Business Name: Then There Was One, LLC Description: NOT INVESTMENT RELATED. Mr. Pope owns an interest in this entity which owns interests in restaurants/bars. Business Name: John Burroughs School investment committee. Description: This is investment related. Mr. Pope is a volunteer member of an endowment/investment board for a private high school. Start Date:09/01/2017 Position: Investment committee member. Hours worked: Approximately 20 total hours per year. Approximately zero hours worked during securities trading hours. Address:755 S. Price Road, Saint Louis, MO 63124.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-12 |
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