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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-06-01
TX RA APPROVED 2009-06-01
  • GA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alpharetta GA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Alpharetta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

3. RENTAL PROPERTY, OWNER; CUMMING, GA; INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; START DATE: 03/2015 4. RENTAL PROPERTY, OWNER; CUMMING, GA; INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; START DATE: 10/2015 5. DeBrose Properties LLC; Investment related; Wrightsville, GA; Rental Property; Jan/2018; During business hours: 1; After business hours: 1; Not involved in the LLC in any way, not be an owner of property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-01
S63 Uniform Securities Agent State Law Examination 1994-08-18
  • S65 Uniform Investment Adviser Law Examination
    1994-09-01
  • S63 Uniform Securities Agent State Law Examination
    1994-08-18
Other Names
  • Gregory V Rose

View on SEC IAPD

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