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5120 Birch Street Suite 100, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2019-11-13 |
Branch Locations
5120 Birch Street Suite 100, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sherman Oaks | CA | 06/2016 | 04/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | 04/2019 |
| Yosemite Capital Management | Tustin | CA | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-12 |
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