Karl Ernst Klinger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 07/2025
  Next Financial Group Inc
  Virginia Beach, VA
• 07/2025 → Present
  Lpl Financial Llc
  Virginia Beach, VA

Previous Registrations

• 2008-10-21 → 2025-07-10
  Next Financial Group, Inc.
  Virginia Beach, VA
  Virginia Beach, VA
  Virginia Beach, VA
• 2003-06-09 → 2008-10-21
  College Financial Services
  Virginia Beach, VA
• 1999-06-25 → 2003-01-08
  Raymond James Financial Services, Inc.
  Virginia Beach, VA

Other Businesses

1- 07/2025 - Bernadette M Vaughan Inc - Tax Prep/Accounting/CPA - Income Tax Return Preparer - Investment Related - At Reported Business Location(s) - Start Date 01/01/2012 - 75 hours per month/ during trading 2- 07/2025 - Karl E Klinger - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 08/01/1994 - 1 hour per month/ during trading 3- 07/2025 - CTP Business Services LLC - Business Owner - Not Investment Related - Virginia Beach, VA - Start Date 09/23/2011 - 2 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-07
• S63 Uniform Securities Agent State Law Examination
  1994-06-16

Designations

• Certified Financial Planner