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Robert Scott Richardson

Captrust

Wichita, KS

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-08-22
  • KS RA
    APPROVED
    Since 2022-08-22

Branch Locations

1625 N. Waterfront Pkwy., Ste 150, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frontier Wealth Management Llc Kansas City MO 06/2012 07/2022
Capfinancial Partners, Llc (Captrust) Raleigh NC 07/2022 Present
  • 06/2012 → 07/2022
    Frontier Wealth Management Llc
    Kansas City, MO
  • 07/2022 → Present
    Capfinancial Partners, Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2012-06-29 → 2022-10-21
    Fwm Legacy, Llc
    Wichita, KS
    Leawood, KS
  • 1998-03-25 → 2012-06-28
    Dimensions Financial Group
    Wichita, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-25
S63 Uniform Securities Agent State Law Examination 1994-08-01
  • S65 Uniform Investment Adviser Law Examination
    1998-03-25
  • S63 Uniform Securities Agent State Law Examination
    1994-08-01
Other Names
  • Rob Richardson

View on SEC IAPD

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