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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-30
  • FL RA
    APPROVED
    Since 2025-10-30

Branch Locations

6052 Turkey Lake Rd Ste 101, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Us Census Bureau Washington DC 08/2020 10/2020
Cetera Investment Advisers Llc Schaumburg IL 08/2025 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 08/2020 → 10/2020
    Us Census Bureau
    Washington, DC
  • 08/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-12-13 → 2012-06-29
    Woodbury Financial Services, Inc.
    Orlando, FL
  • 2009-10-05 → 2010-12-06
    Orlando, FL
    Orlando, FL
  • 2007-11-05 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Orlando, FL
  • 2007-04-02 → 2007-11-07
    Morgan Stanley & Co. Llc
    Winter Park, FL
  • 2005-04-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Winter Park, FL
    Winter Park, FL
  • 2004-10-20 → 2005-04-28
    Banc Of America Investment Services, Inc.
    Orlando, FL
  • 2002-08-29 → 2004-10-20
    Quick & Reilly, Inc.
    Winter Park, FL
Other Businesses

(1) FIXED INSURANCE (2) TRAFFORD PARK HOA, TREASURER AND BOOKKEEPING, START 06/1999, >1 HR/WK, NO COMPENSATION, 4115 OLD TRAFFORD WAY ORLANDO FL 32810

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-19
S63 Uniform Securities Agent State Law Examination 1994-10-07
  • S65 Uniform Investment Adviser Law Examination
    2025-08-19
  • S63 Uniform Securities Agent State Law Examination
    1994-10-07

View on SEC IAPD

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