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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-19 |
| WA | RA | APPROVED | 2024-01-19 |
Branch Locations
14900 Interurban Ave South Ste 298, Seattle, WA 98168 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Seattle | WA | 01/2024 | Present |
| Fortis Investors, Inc. | Bellevue | WA | 06/1994 | Present |
1) RJA FINANCIAL SERVICES, INC. POSITION: President/Vice President/Secretary NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 100 START DATE: 06/12/2003 ADDRESS: 14900 Interurban Ave South, Suite 298, Seattle WA 98168, United States DESCRIPTION: sell term insurance, LTC, Fixed Annuity, Group Life and Disability, Indiv Disability, conduct securities rated business 2) RICHARD ARTURA, INDEP INS AGENT POSITION: Owner NATURE: Sole Proprietorship selling insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/15/1994 ADDRESS: 14900 Interurban Ave S Suite 298, Seattle WA 98168, United States DESCRIPTION: SELL TERM INS LTC, DISAB, FIXED ANN, GROUP LIFE & DISAB.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-28 |
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