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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-22
TX RA APPROVED_RES 2021-10-18
  • FL RA
    APPROVED
    Since 2021-10-22
  • TX RA
    APPROVED_RES
    Since 2021-10-18

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

2650 N. Military Trail Suite 420, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Boca Raton FL 09/2009 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 09/2007 10/2021
Kestra Investment Services, Llc Boca Raton FL 10/2021 Present
Kestra Private Wealth Services, Llc Boca Raton FL 10/2021 Present
Previous Registrations
Other Businesses

Bus Name: EAGLE HARBOR ADVISORS POSITION: Investment Advisor Rep NATURE: Registered rep activities through Kestra Investment Services, Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/06/2021 ADDRESS: 2650 North Military Trail, Suite 420, Boca Raton FL 33431, United States DESCRIPTION: Brokerage and Advisory Services Bus Name: OCEAN REEF TOWERS BOARD OF DIRECTORS POSITION: President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2024 ADDRESS: 2066 N Ocean Blvd., BOCA RATON FL 33431, United States DESCRIPTION: Work with the Board to address issues facing our community. Bus Name: EAGLE HARBOR INSURANCE POSITION: Partner/Agent NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/31/2025 ADDRESS: 2650 N Military Trail,, Suite 420, Boca Raton FL 33431, United States DESCRIPTION: Provide clients with needed Insurance, Health and LTC products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-19
S63 Uniform Securities Agent State Law Examination 1994-08-15
  • S65 Uniform Investment Adviser Law Examination
    1994-08-19
  • S63 Uniform Securities Agent State Law Examination
    1994-08-15
Other Names
  • Glen A Turner

View on SEC IAPD

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