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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-22 |
| TX | RA | APPROVED_RES | 2021-10-18 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
2650 N. Military Trail Suite 420, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Boca Raton | FL | 09/2009 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 09/2007 | 10/2021 |
| Kestra Investment Services, Llc | Boca Raton | FL | 10/2021 | Present |
| Kestra Private Wealth Services, Llc | Boca Raton | FL | 10/2021 | Present |
Bus Name: EAGLE HARBOR ADVISORS POSITION: Investment Advisor Rep NATURE: Registered rep activities through Kestra Investment Services, Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/06/2021 ADDRESS: 2650 North Military Trail, Suite 420, Boca Raton FL 33431, United States DESCRIPTION: Brokerage and Advisory Services Bus Name: OCEAN REEF TOWERS BOARD OF DIRECTORS POSITION: President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2024 ADDRESS: 2066 N Ocean Blvd., BOCA RATON FL 33431, United States DESCRIPTION: Work with the Board to address issues facing our community. Bus Name: EAGLE HARBOR INSURANCE POSITION: Partner/Agent NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/31/2025 ADDRESS: 2650 N Military Trail,, Suite 420, Boca Raton FL 33431, United States DESCRIPTION: Provide clients with needed Insurance, Health and LTC products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-15 |
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