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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-12-08 |
| WY | RA | APPROVED | 2025-12-04 |
| SC | RA | APPROVED | 2025-01-03 |
| MT | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED | 2019-10-18 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
4575 Valley Commons Drive Suite 201, Bozeman, MT 59718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Bozeman | MT | 12/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bozeman | MT | 11/2016 | 10/2019 |
| Ashton Thomas Insurance Agency | Scottsdale | AZ | 10/2019 | Present |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 10/2019 | Present |
| M.S. Howells & Co | Scottsdale | AZ | 11/2019 | 03/2026 |
| Ashton Thomas Securities Llc | Rochester | NY | 03/2026 | Present |
OCT. 2019; ASHTON THOMAS PRIVATE WEALTH, SCOTTSDALE, AZ; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; SENIOR WEALTH ADVISOR; FINANCIAL PLANNING, PORTFOLIO MANAGEMENT; DEVOTE 200 HRS/MONTH, 5.5 HRS/DAY DURING MARKET HOURS. ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED REPRESENTATIVE; 03/2026; SECURITIES SALES Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities. DEC. 2018; RESIDENTIAL RENTAL PROPERTY, BOZEMAN, MT; NON INVESTMENT RELATED; RENTAL PROPERTY (SINGLE FAMILY HOUSE); OWNER; COLLECT RENT, MAINTAIN PROPERTY; DEVOTE 1 HR/MONTH DURING NON MARKET HOURS. OCT. 2019; BEST IS THE STANDARD, BOZEMAN, MT; NON INVESTMENT RELATED; SINGLE MEMBER LLC, PASS THROUGH FOR PERSONAL TAXES; MANAGER; DEVOTE 2 HOURS/MO DURING NON MARKET HOURS. JUNE 2022; RESIDENTIAL RENTAL PROPERTY, GEORGETOWN, SC; NON INVESTMENT RELATED; RENTAL PROPERTY (SINGLE FAMILY HOUSE); OWNER; COLLECT RENT, MAINTAIN PROPERTY; DEVOTE 1 HR/MONTH DURING NON MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-14 |
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