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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • AL RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

1676 Whatley Dr, Dothan, AL 36303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Dothan AL 04/1999 Present
Raymond James Financial Services Advisors, Inc Dothan AL 01/2009 Present
Smartbank Dothan AL 04/2023 Present
Other Businesses

(1)Name of Business: Belle Grove Aero LLC Address: 300 Belle Grove Road, Dothan, AL, 36303, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 09/11/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member - Owner of LLC for airplane partnership (2)Name of Business: Belle Grove Farms Address: 300 Belle Grove, Dothan, AL, 36303, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/05/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: manager/owner (3)Name of Business: Belle Grove Properties LLC Address: 1676 Whatley Drive, Dothan, AL, 36303, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/04/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management of a commercial office building (4)Name of Business: Klosky and Associates Address: 1676 Whatley Drive, Dothan, AL, 36303, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/04/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Previous LLC used as Independent Advisor with RJFS. Will be terminating in 2025. I provided financial planning and investment advice as an independent contractor with RJFS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-09
  • S63 Uniform Securities Agent State Law Examination
    1994-09-09

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