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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-05 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Private Wealth Management , Llc | San Diego | CA | 11/2011 | Present |
| Spire Securities, Llc | Mclean | VA | 02/2012 | Present |
| Kestra Investment Services, Llc | Austin | TX | 02/2014 | Present |
Business Name: Kestra Private Wealth Services, LLC Investment Related: Yes Address: 3570 Carmel Mountain Road Ste 150 San Diego CA 92130 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Employee Start Date: 2/28/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: CEOBusiness Name: Hargrave Military Academy Board of Trustees Investment Related: No Address: 200 Military Drive chatham VA 24531 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: board of trustees, member trustee Start Date: 9/17/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend meetings, provide input, guidance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-13 |
| S65 | Uniform Investment Adviser Law Examination | 1995-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-28 |
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