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John Allen Kruse

Spc

Hamilton, OH

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2012-08-30
OH RA APPROVED 2009-01-02
  • IN RA
    APPROVED
    Since 2012-08-30
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

35 North "D" Street All Points Title Building, Hamilton, OH 45013 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 01/2009 Present
Spc Ann Arbor MI 01/2009 Present
  • 01/2009 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2009 → Present
    Ann Arbor, MI
Previous Registrations
Other Businesses

1. John A Kruse, Jr, Esq Attorney At Law, Non-Inv. Rel. DBA: J A Kruse Law Firm LLC, 35 North "D" Street, All Points Title Bldg., Hamilton OH 45013, Attorney offering probate, estate, trust, tax and business legal services to individuals and small business owners. Managing Member/CEO, 6/05-Pres., 100 Hrs/Mo (95% of my time), Between 9 AM - 4 PM. 2. Poll worker (judge) for State of OH precinct (Hanover 7) for primary and general elections. Elections occur at various times during the year according to state and national law. Start date: 1/1/10. Approx. 15 hrs. on election days. Not investment related. 3. DBA - Red Oak Asset Management, Hamilton, OH. Provides investment advice and services through Sigma Financial Corporation as a sole proprietor. Start date: 12/15/21, approx. 36-40 hrs/mo with 50% during mkt hrs. INV REL: Y 4. Owner of Red Oak Asset Management, Inc. and Red Oak Asset Management, LLC. Both registered in the State of OH on 1/5/09 but not currently used. Reserved names for potential future use. INV REL: N 5. Notary public - State of Ohio, Butler County. Provide notary services on an as-needed basis. Commencing date: 7/26/05.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-06
  • S66 Uniform Combined State Law Examination
    2006-02-06
Designations
Other Names
  • John Kruse
  • John A Kruse

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