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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-08-30 |
| OH | RA | APPROVED | 2009-01-02 |
Branch Locations
35 North "D" Street All Points Title Building, Hamilton, OH 45013 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
1. John A Kruse, Jr, Esq Attorney At Law, Non-Inv. Rel. DBA: J A Kruse Law Firm LLC, 35 North "D" Street, All Points Title Bldg., Hamilton OH 45013, Attorney offering probate, estate, trust, tax and business legal services to individuals and small business owners. Managing Member/CEO, 6/05-Pres., 100 Hrs/Mo (95% of my time), Between 9 AM - 4 PM. 2. Poll worker (judge) for State of OH precinct (Hanover 7) for primary and general elections. Elections occur at various times during the year according to state and national law. Start date: 1/1/10. Approx. 15 hrs. on election days. Not investment related. 3. DBA - Red Oak Asset Management, Hamilton, OH. Provides investment advice and services through Sigma Financial Corporation as a sole proprietor. Start date: 12/15/21, approx. 36-40 hrs/mo with 50% during mkt hrs. INV REL: Y 4. Owner of Red Oak Asset Management, Inc. and Red Oak Asset Management, LLC. Both registered in the State of OH on 1/5/09 but not currently used. Reserved names for potential future use. INV REL: N 5. Notary public - State of Ohio, Butler County. Provide notary services on an as-needed basis. Commencing date: 7/26/05.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-06 |
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