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Teressa Ann Ryder

LPl Enterprise, LLC

Phoenix, AZ

Tucson, AZ

CRD 5043554

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States

2 E Congress St. Suite 800, Tucson, AZ 85701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Fort Worth TX 12/2005 09/2024
Nylife Securities Llc Fort Worth TX 07/2009 09/2024
The Prudential Insurance Company Of America Phoenix AZ 09/2024 Present
Pruco Securities Llc Phoenix AZ 09/2024 11/2024
Lpl Enterprise, Llc Tucson AZ 11/2024 Present
  • 12/2005 → 09/2024
    New York Life Insurance Company
    Fort Worth, TX
  • 07/2009 → 09/2024
    Nylife Securities Llc
    Fort Worth, TX
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Phoenix, AZ
  • 09/2024 → 11/2024
    Phoenix, AZ
  • 11/2024 → Present
    Tucson, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-09-09
  • S63 Uniform Securities Agent State Law Examination
    2009-09-09
Designations
  • Chartered Financial Consultant
Other Names
  • Teressa A Ryder

View on SEC IAPD

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