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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-03-04 |
Branch Locations
37 South 3Rd St., Waterville, OH 43566 • United States
Waterville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maxwell Financial | Waterville | OH | 12/2005 | Present |
| Royal Alliance Associates, Inc. | Waterville | OH | 03/2007 | 02/2020 |
| Cambridge Investment Research, Inc. | Fairfield | AL | 02/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | AL | 02/2020 | Present |
1)MAXWELL FINANCIAL, 37 S THIRD STREET, WATERVILLE, OH, 06/30/94 INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, PRESIDENT,INV REL 10/MO-10/TRADING 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 02/18/20 3) MAXWELL FINANCIAL, 37 S THIRD ST, WATERVILLE, OH, DBA, PRESIDENT, 06/30/94, INV REL, 40/WK- 40/TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-08 |
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