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Christopher John Frizzi

Kcpag Financial Advisors LLC

Modesto, CA

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Current Employers
Kcpag Financial Advisors Llc

1619 W. Main Street P. O. Box 529, Robinson, IL 62454 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-20
CA RA APPROVED 2010-01-04
  • AZ RA
    APPROVED
    Since 2024-11-20
  • CA RA
    APPROVED
    Since 2010-01-04

Branch Locations

1700 Standiford Ave Suite 200, Modesto, CA 95350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Lavista NE 12/2009 05/2019
Kcpag Financial Advisors, Llc Modesto CA 12/2009 Present
Kcpag Insurance Services Llc Modesto CA 12/2009 Present
Kemper Capital Management Llc Modesto CA 12/2009 Present
  • 12/2009 → 05/2019
    Securities America Inc
    Lavista, NE
  • 12/2009 → Present
    Kcpag Financial Advisors, Llc
    Modesto, CA
  • 12/2009 → Present
    Kcpag Insurance Services Llc
    Modesto, CA
  • 12/2009 → Present
    Kemper Capital Management Llc
    Modesto, CA
Previous Registrations
  • 1998-11-02 → 2002-12-04
    Morgan Stanley Dw Inc.
    Fremont, CA
Other Businesses

CHRIS FRIZZI RENTAL, SINGLE FAMILY RENTAL PROPERTY, OWNER, TIME 1%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-18
S63 Uniform Securities Agent State Law Examination 1994-06-24
  • S65 Uniform Investment Adviser Law Examination
    2009-12-18
  • S63 Uniform Securities Agent State Law Examination
    1994-06-24
Designations
Other Names
  • Chris Frizzi
  • Chris John Frizzi

View on SEC IAPD

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Other Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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