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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-04 |
| TX | RA | APPROVED_RES | 2023-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 12/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Raymond James Financial Services, Inc | Chico | CA | 12/2023 | Present |
| Raymond James Financial Advisors, Inc | Chico | CA | 12/2023 | Present |
| Mcswain Financial | Chico | CA | 12/2023 | Present |
(1)Name of Business: McSwain Address: 250 Vallombrosa Ave Ste 450, Chico, CA, 95926-3977, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-14 |
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