Robert Charles Daum

Current Employers

Employment History

• 01/2016 → 02/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 02/2017 → 11/2017
  Kestra Financial
  Austin, TX
• 01/2018 → Present
  Raymond James And Associates
  St. Petersburg, FL
• 08/2023 → Present
  Stetson Law School
  Gulfport, FL

Previous Registrations

• 2017-03-30 → 2017-12-14
  Kestra Advisory Services, Llc
  Austin, TX
• 2016-11-29 → 2017-02-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  New York, NY
• 2013-04-10 → 2015-02-27
  Deutsche Bank Securities Inc.
  Jacksonville, FL
• 2011-03-07 → 2012-04-04
  Structured Asset Investors, Llc
  New York, NY
• 2008-10-28 → 2009-12-31
  Wells Fargo Insurance Services Investment Advisors, Inc.
  Walnut Creek, CA
  Torrance, CA
  Redwood City, CA
  Redwood City, CA

Other Businesses

(1)Name of Business: Address: 7924 10th Avenue South, St Petersburg, florida, 32250, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/22/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I are renting out my wife's and my prior homes. One home is located at 111 7th avenue north, Jacksonville Beach, Florida. The other home is located at 4409 parker avenue, Sacramento CA. I also own a condo in Maderia Beach, which I rent out. (2)Name of Business: FINRA Arbitrator Address: 7924 10th ave south, St Petersburg, FL, 33707, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 03/11/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make decisions as an arbitrator on matters subject to FINRA arbitration. If selected by the parties I would be one of three arbitrators. Hearing take place electronically via Zoom or occasionally in a FINRA office location.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-12
• S63 Uniform Securities Agent State Law Examination
  2005-11-11