Steven Duc Nguyen

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Cincinnati, OH
• 04/2016 → Present
  Hackman Financial Group, Inc.
  Cincinnati, OH

Previous Registrations

• 2007-04-02 → 2009-09-08
  Mutual Service Corporation
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1. 02/03/2010 - NON-VARIABLE INSURANCE, BENEFITS CONSULTANT, COMPREHENSIVE BENEFITS SOLUTION LLC, 10% OH. 2. 02/05/2010 - NON-VARIABLE INSURANCE DBA, BENEFITS CONSULTANT, HACKMAN FINANCIAL GROUP, 75% OH. 3. 12/14/2016: HFG Advisors, Inc. - DBA: Hackman Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/01/2016 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through HFG Advisors, Inc., an independent investment advisor firm. I started this business activity in April 2016. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/18/2020 - Butler County Umpires Association - Not Investment Related - West Chester, Ohio - Other-High School Baseball Umpire - Started 08/05/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 3/3/2023 - Lakota Local Schools - Not Investment Related - 8940 Union Centre Blvd., West Chester OH 45069 - Outside/W-2 Employment - Assistant Varsity Mens Golf Coach - Start 08/01/2017 - 24 Hours Per Month/1 Hour During Securities Trading. 6. 02/28/2024 - Steven H. D. Nguyen - Other - Business Owner - Guest Speaking/coaching - Not investment Related - Home Based - Start Date 04/06/2023 - 2 Hours Per Month/ 0 Hours during Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-07-18

Other Names

• Steven Duc Hoang
• Steve Nguyen