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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | 03/2017 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 03/2017 | Present |
1. 9/11 Memorial March to the Arch; 1203 DeNoailles Drive St. Louis MO 63011; memorial walk in honor of victims of the 9/11 attacks; Director; affiliation started 09/11/2009; 1.0 hour per year; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
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