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Richard Donnelly Hammond

Mjp Wealth Advisors

Farmington, CT

CRD 2500861

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Employer firm

Mjp Wealth Advisors CRD 127654

$1.56B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • MJP ONLINE ADVISOR SERVICE

From the firm’s Form ADV. Read the guides:

Current Employers
Mjp Wealth Advisors

74 Batterson Park Rd Suite 103, Farmington, CT 06032 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-01-14
  • CT RA
    APPROVED
    Since 2009-01-14

Branch Locations

74 Batterson Park Rd Suite 103, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Farmington CT 05/1995 03/2018
Mjp Associates, Inc. Farmington CT 04/1995 Present
Arete Wealth Management Llc Chicago IL 03/2018 12/2025
  • 05/1995 → 03/2018
    Royal Alliance Associates, Inc.
    Farmington, CT
  • 04/1995 → Present
    Mjp Associates, Inc.
    Farmington, CT
  • 03/2018 → 12/2025
    Arete Wealth Management Llc
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-22
  • S63 Uniform Securities Agent State Law Examination
    1994-06-22
Designations
  • Certified Financial Planner
Other Names
  • Rick Hammond
  • Richard Donnelly Hammond
  • Richard Donnelly Hammond

View on SEC IAPD

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Nearby Investors

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SHAWN PATRICK MCGRANE
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Nearby Offices

NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
CREATIVE PLANNING · Farmington, CT
NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT

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