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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-17 |
| TX | RA | APPROVED | 2023-02-16 |
Branch Locations
2111 E Highland Suite B225, Phoenix, AZ 85016 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2111 E Highland Ave Ste B420, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 05/1997 | 02/2023 |
| Bank Of America, N.A. | Phoenix | AZ | 11/2009 | 01/2023 |
| Lpl Financial Llc | Phoenix | AZ | 02/2023 | Present |
1) 1/2023- Maher Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Phoenix, AZ 2) 1/2023- Tyler Durden, LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related - Gilbert, AZ- start date 12/30/2019 - 0hrs 3) 1/2023- Moonracer LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related - Gilbert, AZ- start date 12/30/2019 - 0hrs 4) 06/06/2023 - Constellation Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 05/19/2023 - 0 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-23 |
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