Jeffrey Cleckner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 09/2017
  Waddell & Reed
  Indianapolis, IN
• 12/2017 → 05/2018
  Northwestern Mutual Investment Services Llc
  Indianapolis, IN
• 12/2017 → 05/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2017 → 11/2017
  Unemployed
  Fishers, IN
• 03/2018 → 05/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 05/2018 → 02/2023
  Edward Jones
  St. Louis, MO
• 04/2015 → 04/2018
  Indiana Nitro Baseball
  Fortville, IN
• 02/2023 → Present
  Lpl Financial Llc
  New Palestine, IN

Previous Registrations

• 2018-05-25 → 2023-02-03
  Edward Jones
  St Louis, MO
  Greenfield, IN
  Greenfield, IN
  Greenfield, IN
  Greenfield, IN
• 2018-01-09 → 2018-05-31
  Northwestern Mutual Investment Services, Llc
  Indianapolis, IN
• 2011-10-12 → 2017-10-11
  Waddell & Reed
  Charleroi, PA

Other Businesses

1- 09/2019 / Indiana Arsenal Baseball / Coach/Sports/Fitness / NON INVESTMENT RELATED / FISHERS, IN 2- 09/2019 / TSA INDIANA, LLC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / FISHERS, IN 3-3/2/2023 - Optim Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/15/2023 - 260 Hours Per Month/10 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-11
• S63 Uniform Securities Agent State Law Examination
  1994-08-11

Other Names

• Jeffery Cleckner
• Jeff Cleckner
• Jeffery Dale Cleckner