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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-03 |
Branch Locations
6375 W Us Highway 52, New Palestine, IN 46163 • United States
6375 W Us Highway 52, New Palestine, IN 46163 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed | Indianapolis | IN | 07/2011 | 09/2017 |
| Northwestern Mutual Investment Services Llc | Indianapolis | IN | 12/2017 | 05/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2017 | 05/2018 |
| Unemployed | Fishers | IN | 10/2017 | 11/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2018 | 05/2018 |
| Edward Jones | St. Louis | MO | 05/2018 | 02/2023 |
| Indiana Nitro Baseball | Fortville | IN | 04/2015 | 04/2018 |
| Lpl Financial Llc | New Palestine | IN | 02/2023 | Present |
1- 09/2019 / Indiana Arsenal Baseball / Coach/Sports/Fitness / NON INVESTMENT RELATED / FISHERS, IN 2- 09/2019 / TSA INDIANA, LLC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / FISHERS, IN 3-3/2/2023 - Optim Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/15/2023 - 260 Hours Per Month/10 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-11 |
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