Best Investors Account Sign in
Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-12-19
  • IN RA
    APPROVED
    Since 2017-12-19

Branch Locations

5902 West Us 52, New Palestine, IN 46032 • United States

1160 North Main Street, Franklin, IN 46131 • United States

4040 East Southport Road, Indianapolis, IN 46237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Shelbyville IN 09/2011 Present
Fifth Third Securities Shelbyville IN 12/2013 Present
  • 09/2011 → Present
    Fifth Third Bank
    Shelbyville, IN
  • 12/2013 → Present
    Fifth Third Securities
    Shelbyville, IN
Other Businesses

Young Living Essential Oils - 3125 Executive Dr., Lehi, UT - direct sales - distributor - 5 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm ---------------------------------------------------------------------------- Life Wave - 13893 Minuteman Dr Draper, UT 84020 - health products MLM - member - 10 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
S63 Uniform Securities Agent State Law Examination 2014-02-10
  • S66 Uniform Combined State Law Examination
    2017-12-18
  • S63 Uniform Securities Agent State Law Examination
    2014-02-10
Other Names
  • Rebekah Elizabeth Moore

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New Palestine, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor