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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-12-19 |
Branch Locations
5902 West Us 52, New Palestine, IN 46032 • United States
1160 North Main Street, Franklin, IN 46131 • United States
4040 East Southport Road, Indianapolis, IN 46237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Shelbyville | IN | 09/2011 | Present |
| Fifth Third Securities | Shelbyville | IN | 12/2013 | Present |
Young Living Essential Oils - 3125 Executive Dr., Lehi, UT - direct sales - distributor - 5 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm ---------------------------------------------------------------------------- Life Wave - 13893 Minuteman Dr Draper, UT 84020 - health products MLM - member - 10 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-10 |
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