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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-03
IN RA APPROVED 2018-08-23
  • TX RA
    APPROVED_RES
    Since 2020-12-03
  • IN RA
    APPROVED
    Since 2018-08-23

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

751 E Porter Ave Suite 6, Chesterton, IN 46304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chesterton IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chesterton IN 11/2016 08/2018
Benjamin F. Edwards Chesterton IN 08/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Chesterton, IN
  • 11/2016 → 08/2018
    Chesterton, IN
  • 08/2018 → Present
    Benjamin F. Edwards
    Chesterton, IN
Previous Registrations
  • 2009-02-11 → 2018-08-30
    Merrillville, IN
    Munster, IN
    Merrillville, IN
    Valparaiso, IN
    Merrillville, IN
  • 2007-04-02 → 2009-02-03
    Morgan Stanley & Co. Llc
    Merrilville, IN
  • 2006-11-29 → 2007-04-02
    Morgan Stanley Dw Inc.
    Merrilville, IN
    Merrilville, IN
Other Businesses

FLYWAY LODGE INN, INVESTMENT RELATED; FAMILY OWNED HUNTING LODGE; OWNER; START DATE 2/15/1988; 2 HRS MONTH; 0 HRS DURING TRADING; DUTIES - MAINTAIN & RUN HOME. J&B PROPERTIES LLC; INVESTMENT RELATED; VALPARAISO, IN; RENTAL PROPERTY MANAGEMENT; 50% OWNER; START DATE 2/1/1999; 4 HRS MONTH - 0 HRS DURING TRADING; DUTIES - PAY BILLS. -VALPARAISO UNIVERSITY COLLEGE OF BUSINESS; NOT INVESTMENT RELATED; VALPARAISO, IN; ADJUNCT PROFESSOR; TEACHING "INVESTMENT AND FINANCIAL MANAGEMENT"; COURSE DATES = 09/03/2014 - 09/03/2015; 12 HOURS DEVOTED PER MONTH; NOT DURING TRADING HOURS. VALPARAISO UNIVERSITY; NOT INVESTMENT RELATED; VALPARAISO, IN; ADJUNCT PROFESSOR; TEACHING; START DATE 01/05/2016; 12 HOURS PER MONTH/0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-28
S63 Uniform Securities Agent State Law Examination 1994-08-02
  • S66 Uniform Combined State Law Examination
    2006-11-28
  • S63 Uniform Securities Agent State Law Examination
    1994-08-02

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