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Private Advisor Group, LLC CRD 155216
$44.3B regulatory AUM 1,033 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-20 |
| LA | RA | APPROVED | 2023-09-19 |
| OK | RA | APPROVED | 2023-09-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mike Cunningham Investments | Oklahoma City | OK | 10/2011 | Present |
| Lpl Financial Llc | Oklahoma City | OK | 07/2013 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 08/2023 | Present |
1. 06/13/2013 - Mike Cunningham Investments - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 06/27/2013 - Mikey's House LLC - INV REL - Real Estate Rental - Owner - 1% time spent 3. 10/17/2023 - Private Advisor Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/06/2023 - 160 Hours pe Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/16/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-21 |
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