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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-20
LA RA APPROVED 2023-09-19
OK RA APPROVED 2023-09-19
  • TX RA
    APPROVED_RES
    Since 2023-09-20
  • LA RA
    APPROVED
    Since 2023-09-19
  • OK RA
    APPROVED
    Since 2023-09-19

Branch Locations

9016 N Kelley Ave, Oklahoma City, OK 73131 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mike Cunningham Investments Oklahoma City OK 10/2011 Present
Lpl Financial Llc Oklahoma City OK 07/2013 Present
Private Advisor Group, Llc Morristown NJ 08/2023 Present
  • 10/2011 → Present
    Mike Cunningham Investments
    Oklahoma City, OK
  • 07/2013 → Present
    Lpl Financial Llc
    Oklahoma City, OK
  • 08/2023 → Present
    Morristown, NJ
Previous Registrations
  • 2006-09-29 → 2013-07-29
    Vsr Financial Services, Inc.
    Overland Park, KS
    Oklahoma City, OK
    Overland Park, KS
  • 2001-01-16 → 2006-10-04
    Securities America Advisors, Inc.
    Oklahoma City, OK
Other Businesses

1. 06/13/2013 - Mike Cunningham Investments - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 06/27/2013 - Mikey's House LLC - INV REL - Real Estate Rental - Owner - 1% time spent 3. 10/17/2023 - Private Advisor Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/06/2023 - 160 Hours pe Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/16/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-21
  • S63 Uniform Securities Agent State Law Examination
    1994-07-21
Designations
Other Names
  • Michael Herman Cunningham
  • Mike Cunningham
  • Michael H Cunningham

View on SEC IAPD

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