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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-23
TX RA APPROVED 2023-02-23
  • PA RA
    APPROVED
    Since 2023-02-23
  • TX RA
    APPROVED
    Since 2023-02-23

Branch Locations

800 Cranberry Woods Drive Suite 200, Cranberry Township, PA 16066 • United States

Bethel Park, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Canonsburg PA 10/2014 02/2023
City National Bank Canonsburg PA 09/2019 02/2023
Raymond James & Associates Cranberry Township PA 02/2023 Present
  • 10/2014 → 02/2023
    Canonsburg, PA
  • 09/2019 → 02/2023
    City National Bank
    Canonsburg, PA
  • 02/2023 → Present
    Raymond James & Associates
    Cranberry Township, PA
Previous Registrations
Other Businesses

(1)Name of Business: James A Saitta Contracting LLC Address: 4112 Jasmine Drive , Bethel Park, PA, 15102, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/20/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Book keeping duties for spouse's business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-13
S63 Uniform Securities Agent State Law Examination 1997-01-03
  • S65 Uniform Investment Adviser Law Examination
    2009-03-13
  • S63 Uniform Securities Agent State Law Examination
    1997-01-03
Designations
  • Certified Financial Planner
Other Names
  • Christine Wallace
  • Christine Kutrufis
  • Christine Lynn Wallace

View on SEC IAPD

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