Ray Kwan

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 07/2018
  Nations Reliable Lending, Llc
  Houston, TX
• 07/2018 → 03/2024
  Amegybank
  Houston, TX
• 09/2018 → 03/2024
  Lpl Financial Llc
  Houston, TX
• 04/2024 → Present
  U.S. Bank
  Houston, TX
• 04/2024 → 02/2026
  U.S. Bancorp Investments, Inc.
  Houston, TX
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Houston, TX

Previous Registrations

• 2024-05-02 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Saint Paul, MN
  Sugar Land, TX
  Sioux Falls, SD
  Houston, TX
• 2020-09-28 → 2024-04-01
  Lpl Financial Llc
  Houston, TX
  Houston, TX

Other Businesses

1) Idaho Liverpool LP; Investment Related; Sugar Land, TX; General Partner; 06/2005; 0 HRS/Month; 0 HRS/Trading; No duties - entity was created to hold real estate lots when created.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-08-29
• S65 Uniform Investment Adviser Law Examination
  2020-09-23