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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-01
  • MI RA
    APPROVED
    Since 2026-07-01

Branch Locations

1984 N Opdyke Rd Unit 1988, Auburn Hills, MI 48326-2662 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-07-09
  • MI RA
    APPROVED
    Since 2010-07-09

Branch Locations

Auburn Hills Opdyke 1984 N Opdyke Rd, Auburn Hills, MI 48326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 10/2009 Present
Ameriprise Financial Services, Llc Auburn Hils MI 06/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-04
S63 Uniform Securities Agent State Law Examination 1994-08-23
  • S66 Uniform Combined State Law Examination
    2009-11-04
  • S63 Uniform Securities Agent State Law Examination
    1994-08-23

View on SEC IAPD

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