Samuel Frederick Giordano

Current Employers

Employment History

• 04/2002 → Present
  Financial Decisions Group
  Pewaukee, WI
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Pewaukee, WI
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Pewaukee, WI

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
  Pewaukee, WI
• 2002-06-27 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Rochester, MN
  Pewaukee, WI

Other Businesses

1. GLOBAL FINANCIAL GROUP (GFG)- SECURITIES POSITION: agent NATURE: DBA for securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2005 ADDRESS: N27W23960 Paul Road Ste 201, Pewaukee WI 53072 DESCRIPTION: DBA for securities business 2. GLOBAL FINANCIAL GROUP (GFG)- FIXED POSITION: Agent NATURE: Fixed Insurance, Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/02/2018 ADDRESS: N27W23960 Paul Road Ste 201, Pewaukee WI 53072 DESCRIPTION: Fixed insurance and annuities sales and quotes 3. FINANCIAL DECISIONS GROUP POSITION: agent NATURE: group marketing - insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/20/2021 ADDRESS: N27W23953 Paul Road Ste 207, Pewaukee WI 53072 DESCRIPTION: Request life insurance quotes for clients interested in adding life insurance to their plan 4. POA AND EXECUTOR FOR MY FATHER POSITION: POA/Executor NATURE: To have the authority to act as POA or the Executor for my Father when needed. Both are executed by my Father, but neither is enacted. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2005 ADDRESS: W290N8973 Antler Cir, Hartland WI 53072 DESCRIPTION: To have the authority to act as POA or the Executor for my Father when needed. Both are executed by my Father, but neither is enacted. 5. NOTARY PUBLIC WISCONSIN POSITION: Notary Public Wisconsin NATURE: Notary Public Wisconsin INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/22/2024 ADDRESS: N27W23953 Paul Road, Suite 207, Pewaukee WI 53072 DESCRIPTION: Notary Public Wisconsin

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-11
• S63 Uniform Securities Agent State Law Examination
  1994-07-26

Other Names

• Sam Frederick Giordano