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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2015-05-18 |
Branch Locations
7047 Lee Highway Ste 304, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chattanooga | TN | 05/2015 | Present |
1. 05/15/2015 - BHD COMPANY - REAL ESTATE RENTAL - 2% - CHATTANOOGA, TN - Start date: 1/1/1982 2. 05/15/2015 - DHB COMPANY, INC. - REAL ESTATE RENTAL - 2% - CHATTANOOGA, TN - 1/1/1974 3. 6/18/2019 - Dowis & Boyd CPAs, PC. Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 05/13/2016 - 80 Hours Per Month/60 Hours During Securities Trading - Tax prep/bookkeeping. 4. 08/25/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Inv rel - Start date: 08/08/2025 - 2Hours/mnth during Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-10-20 |
| S65 | Uniform Investment Adviser Law Examination | 1994-05-24 |
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