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Arnold Eugene Connor

Cetera Investment Advisers LLC

Mclean, VA

CRD 2498942

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
VA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

8200 Greensboro Drive Suite 625, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arnold Connor Jr Centerville VA 05/1997 Present
Voya Financial Advisors Centreville VA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1997 → Present
    Arnold Connor Jr
    Centerville, VA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Centreville, VA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-11-10 → 2021-06-09
    Centreville, VA
    Vienna, VA
    Vienna, VA
    Vienna, VA
    Windsor, CT
  • 1997-09-26 → 2003-08-29
    J.P. Atkinson & Associates, Inc.
    Vienna, VA
Other Businesses

NAME OF ENTITY:Kurtz, Connor, Browning & Phillips, LLC (KCBP, LLC); Yes; SAME AS REGISTERED LOCATION ; DBA; part owner; 9/1/2003; 200; 200; DBA for sales of securities and insurance products.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION ; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/27/2009; 3; 3; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-05
S63 Uniform Securities Agent State Law Examination 1994-06-13
  • S65 Uniform Investment Adviser Law Examination
    1997-06-05
  • S63 Uniform Securities Agent State Law Examination
    1994-06-13
Other Names
  • Arnie Connor
  • Arnold Connor

View on SEC IAPD

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