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John Patrick Taylor

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-05-15
TX RA APPROVED 2017-05-15
  • PA RA
    APPROVED
    Since 2017-05-15
  • TX RA
    APPROVED
    Since 2017-05-15

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc Radnor PA 10/2009 04/2017
The Vanguard Group, Inc. Malvern PA 04/2017 Present
  • 10/2009 → 04/2017
    Tdameritrade Inc
    Radnor, PA
  • 04/2017 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Previous Registrations
  • 2009-10-27 → 2017-04-25
    Td Ameritrade, Inc.
    Radnor, PA
    Philadelphia, PA
    Radnor, PA
    Radnor, PA
  • 2009-10-27 → 2017-04-25
    Td Ameritrade Investment Management, Llc
    Radnor, PA
    Philadelphia, PA
  • 2008-10-17 → 2009-10-22
    Banc Of America Investment Services, Inc.
    Philadelphia, PA
  • 2008-06-24 → 2008-10-21
    Philadelphia, PA
    Wayne, PA
    Wayne, PA
Other Businesses

Employee of the Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355. CROWN REAL ESTATE LLC POSITION: PARTNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/2011 ADDRESS: PHILADELPHIA PA 19128 DESCRIPTION: PROPERTY MANAGEMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-20
S63 Uniform Securities Agent State Law Examination 2007-07-27
S65 Uniform Investment Adviser Law Examination 1996-10-08
  • S66 Uniform Combined State Law Examination
    2008-06-20
  • S63 Uniform Securities Agent State Law Examination
    2007-07-27
  • S65 Uniform Investment Adviser Law Examination
    1996-10-08
Designations
Other Names
  • John P Taylor
  • John Patrick Taylor
  • John Taylor

View on SEC IAPD

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