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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Bank | Dallas | TX | 04/2016 | 03/2020 |
| Edward Jones | St.LOuis | MO | 03/2020 | 06/2025 |
| Ameriprise Financial Services, Llc | Plano | TX | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-07 |
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