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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-25
TX RA APPROVED_RES 2021-02-05
CA RA APPROVED 2016-12-14
  • AZ RA
    APPROVED
    Since 2023-05-25
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • CA RA
    APPROVED
    Since 2016-12-14

Branch Locations

6350 N. 24Th Street, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 10/1993 Present
Charles Schwab Bank Phoenix AZ 02/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-25
S63 Uniform Securities Agent State Law Examination 1994-06-16
  • S65 Uniform Investment Adviser Law Examination
    2017-08-25
  • S63 Uniform Securities Agent State Law Examination
    1994-06-16
Other Names
  • Maggie Fuller
  • Margaret Fuller
  • Margaret Elizabeth Fuller
  • Margaret Elizabeth Ostendorf

View on SEC IAPD

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