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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-10-10
CT RA APPROVED 1994-07-14
  • KY RA
    APPROVED
    Since 2022-10-10
  • CT RA
    APPROVED
    Since 1994-07-14

Branch Locations

2 North St Ste 3, Wolcott, CT 06716 • United States

Wolcott, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Waterbury CT 10/1994 03/2020
Ameriprise Financial Services, Llc Wolcott CT 03/2020 Present
Other Businesses

Business Ownership; BeckTaylor Music, LLC; Managing Member; Holding Company for rental that houses my Ameriprise Financial practice and my support person.; 8 Grace Ave.Wolcott, CT 06716, ,; Not Investment-Related; 09/21/2007; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Author; I have written a workbook entitled "Creating Your Power List-Find Your Ultimate Occupation".; 8 Grace Avenue, , Wolcott, CT, 6716; Not Investment-Related; 12/07/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-15
  • S63 Uniform Securities Agent State Law Examination
    1997-08-15
Other Names
  • Bob Taylor
  • Robert L Taylor Jr

View on SEC IAPD

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