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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-16
DC RA APPROVED 2009-10-19
  • TX RA
    APPROVED_RES
    Since 2011-02-16
  • DC RA
    APPROVED
    Since 2009-10-19

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 09/2009 Present
Bank Of America, N.A. Washington DC 11/2009 Present
Previous Registrations
  • 2005-11-18 → 2009-10-10
    Msi Financial Services, Inc.
    Falls Church, VA
    Fort Lauderdale, FL
    Fort Lauderdale, FL
Other Businesses

I*31123 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: CORAL SPRINGS, FLORIDA 33065 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/17/2010 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER OF INVESTMENT PROPERTY WHICH IS A 2 FAMILY HOUSE I*31124 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: DELRAY BEACH, FLORIDA 33444 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/20/1999 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER OF INVESTMENT PROPERTY WHICH IS A THREE FAMILY HOUSE I*31125 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: CORAL SPRINGS, FLORIDA 33067 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/8/2003 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-14
S63 Uniform Securities Agent State Law Examination 1994-07-14
  • S65 Uniform Investment Adviser Law Examination
    2005-11-14
  • S63 Uniform Securities Agent State Law Examination
    1994-07-14
Other Names
  • Joseph R Accurso

View on SEC IAPD

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