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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-10-20 |
| TX | RA | APPROVED_RES | 2006-08-17 |
| ND | RA | APPROVED | 2006-08-12 |
Branch Locations
51 Broadway, Fargo, ND 58102-4970 • United States
Fargo, ND • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Fargo | ND | 05/1994 | Present |
SAFE COALITION / CASS COUNTY PUBLIC HEALTH FARGO ND,NORTH DAKOTA 58102 / / MEDIA CONTACT, ONE OF 6 PEOPLE HELPING COORDINATE VOLUNTEERS FOR SMOKE FREE REFERENDUM FOR THE STATE OF ND. / TITLED OR OTHER SENIOR LEADERSHIP POSITION WITH A POLITICAL CAMPAIGN, POLITICAL ACTION COMMITTEE, POLITICAL PARTY OR OTHER POLITICAL COMMITTEE / MEDIA SPOKESMAN, VOLUNTEER COORDINATOR, STRATEGIC LEADERSHIP GROUP COORDINATING REFERENDUM FOR SMOKING BAN IN INDOOR WORK PLACES IN THE STATE OF ND. / START DATE 06/20/2012 - 11/30/2012 / I MAY BE CONTACTED TO CONDUCT INTERVIEWS OR GIVE STATEMENTS, I WOULD ALSO HELP COLLECT SIGNATURES AND COORDINATE VOLUNTEER LOCATIONS FOR SIGNATURES AND ACTIVIITES, BE INVOLVED IN THE LEADERSHIP OF THE REFERENDUM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-13 |
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