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Ashley H Shapiro

Wells Fargo Clearing Services, LLC

Asheville, NC

Hendersonville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-24
NC RA APPROVED 2012-03-30
  • TX RA
    APPROVED_RES
    Since 2026-06-24
  • NC RA
    APPROVED
    Since 2012-03-30

Branch Locations

190 Biltmore Ave, Asheville, NC 28801 • United States

421 S Church St Ste 100, Hendersonville, NC 28792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Asheville NC 03/2012 11/2016
Wells Fargo Clearing Services, Llc Asheville NC 11/2016 Present
Wells Fargo Advisors Financial Network Asheville NC 04/2026 Present
  • 03/2012 → 11/2016
    Wells Fargo Advisors
    Asheville, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Asheville, NC
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Asheville, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-07
S63 Uniform Securities Agent State Law Examination 1996-07-10
  • S65 Uniform Investment Adviser Law Examination
    2006-11-07
  • S63 Uniform Securities Agent State Law Examination
    1996-07-10
Other Names
  • Ashley Austin Holmes
  • Ashley Holmes Shapiro

View on SEC IAPD

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LAURENCE J CASPER
DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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