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Patricia Baker Mallard

Morgan Stanley

Savannah, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-07-27
  • TX RA
    APPROVED_RES
    Since 2011-07-27

Branch Locations

7402 Hodgson Memorial Drive Suite 100, Savannah, GA 31406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Savannah GA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Savannah, GA
Other Businesses

*502522 : Estate; Investment related : Yes; Pooler; Georgia; Estate; Executor/Co-Executor; 04/2022; During business hours: 1; After business hours: 0; Estate Administration *528136- J and D Bakers Acres LLC; Investment related-Yes; Pooler, Georgia; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2022; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements:Property Management:Accounting/Bookkeeping

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-04
  • S63 Uniform Securities Agent State Law Examination
    1995-12-04
Other Names
  • Patricia Baker Kuhn

View on SEC IAPD

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