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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2003-07-01
  • NJ RA
    APPROVED
    Since 2003-07-01

Branch Locations

331 Newman Springs Rd [By-Rbo], Red Bank, NJ 07701 • United States

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oakhurst NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oakhurst NJ 11/2016 Present
Previous Registrations
  • 2002-07-30 → 2003-07-01
    Prudential Equity Group, Llc
    Spring Lake, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-26
S63 Uniform Securities Agent State Law Examination 2002-06-26
  • S66 Uniform Combined State Law Examination
    2014-09-26
  • S63 Uniform Securities Agent State Law Examination
    2002-06-26
Other Names
  • Christine J Minnes
  • Christine J Minnes

View on SEC IAPD

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